Filing Details
- Accession Number:
- 0001437749-23-000297
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-01-04 15:33:25
- Reporting Period:
- 2022-12-30
- Accepted Time:
- 2023-01-04 15:33:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1832487 | Guerrilla Rf Inc. | GUER | Semiconductors & Related Devices (3674) | 853837067 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1892804 | Alen John Berg | 6316 Poplar Forest Drive Summerfield NC 27358 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-12-30 | 20,000 | $1.30 | 163,581 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Acquisiton | 2023-01-03 | 75,000 | $0.00 | 75,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
75,000 | No | 4 | A | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | $0.00 | 15,770 | 15,770 | Direct | ||
Common Stock | Restricted Stock Unit | $0.00 | 13,000 | 13,000 | Direct | ||
Common Stock | Stock Option | $0.24 | 2026-12-05 | 36,926 | 36,926 | Direct | |
Common Stock | Stock Option | $0.32 | 2028-09-25 | 25,604 | 25,604 | Direct | |
Common Stock | Stock Option | $0.37 | 2029-09-11 | 12,407 | 12,407 | Direct | |
Common Stock | Stock Option | $0.53 | 2030-10-30 | 8,862 | 8,862 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
15,770 | 15,770 | Direct | |
13,000 | 13,000 | Direct | |
2026-12-05 | 36,926 | 36,926 | Direct |
2028-09-25 | 25,604 | 25,604 | Direct |
2029-09-11 | 12,407 | 12,407 | Direct |
2030-10-30 | 8,862 | 8,862 | Direct |
Footnotes
- Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
- The restricted stock units vest as follows: (i) 25,000 on 1/1/2024; (ii) 25,000 on 1/1/2025; and (iii) 25,000 on 1/1/2026, in each case subject to the Reporting Person's continued service through the applicable vesting date.
- The restricted stock units vest as follows: (i) 5,256 on 12/6/2023; (ii) 5,257 on 12/6/2024; and (iii) 5,257 on 12/6/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
- The restricted stock units vest as follows: (i) 4,333 on 2/21/2023; (ii) 4,333 on 2/21/2024; and (iii) 4,334 on 2/21/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
- The shares subject to the option are fully vested and exercisable.
- 5,908 of the shares subject to the option are vested, and the remaining shares vest December 6, 2023, subject to the Reporting Person's continued service as of each such vesting date.
- No expiration date.