Filing Details

Accession Number:
0001437749-23-000297
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-01-04 15:33:25
Reporting Period:
2022-12-30
Accepted Time:
2023-01-04 15:33:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1832487 Guerrilla Rf Inc. GUER Semiconductors & Related Devices (3674) 853837067
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1892804 Alen John Berg 6316 Poplar Forest Drive
Summerfield NC 27358
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-12-30 20,000 $1.30 163,581 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Acquisiton 2023-01-03 75,000 $0.00 75,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
75,000 No 4 A Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Unit $0.00 15,770 15,770 Direct
Common Stock Restricted Stock Unit $0.00 13,000 13,000 Direct
Common Stock Stock Option $0.24 2026-12-05 36,926 36,926 Direct
Common Stock Stock Option $0.32 2028-09-25 25,604 25,604 Direct
Common Stock Stock Option $0.37 2029-09-11 12,407 12,407 Direct
Common Stock Stock Option $0.53 2030-10-30 8,862 8,862 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
15,770 15,770 Direct
13,000 13,000 Direct
2026-12-05 36,926 36,926 Direct
2028-09-25 25,604 25,604 Direct
2029-09-11 12,407 12,407 Direct
2030-10-30 8,862 8,862 Direct
Footnotes
  1. Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
  2. The restricted stock units vest as follows: (i) 25,000 on 1/1/2024; (ii) 25,000 on 1/1/2025; and (iii) 25,000 on 1/1/2026, in each case subject to the Reporting Person's continued service through the applicable vesting date.
  3. The restricted stock units vest as follows: (i) 5,256 on 12/6/2023; (ii) 5,257 on 12/6/2024; and (iii) 5,257 on 12/6/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
  4. The restricted stock units vest as follows: (i) 4,333 on 2/21/2023; (ii) 4,333 on 2/21/2024; and (iii) 4,334 on 2/21/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
  5. The shares subject to the option are fully vested and exercisable.
  6. 5,908 of the shares subject to the option are vested, and the remaining shares vest December 6, 2023, subject to the Reporting Person's continued service as of each such vesting date.
  7. No expiration date.