Filing Details
- Accession Number:
- 0001231886-11-000118
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-17 17:37:50
- Reporting Period:
- 2011-05-15
- Filing Date:
- 2011-05-17
- Accepted Time:
- 2011-05-17 16:37:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1357326 | Riverbed Technology Inc. | RVBD | Computer Communications Equipment (3576) | 030448754 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1366127 | Steven Mccanne | C/O Riverbed Technology, Inc. 199 Fremont St. San Francisco CA 94105 | Chief Technology Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-05-15 | 9,336 | $37.42 | 880,604 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-05-16 | 10,664 | $37.05 | 869,940 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-05-17 | 100,000 | $3.00 | 969,940 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-17 | 100,000 | $36.25 | 869,940 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-05-16 | 100,000 | $37.41 | 4,948,400 | No | 4 | S | Indirect | by McCanne Fam.Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | by McCanne Fam.Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-05-17 | 100,000 | $0.00 | 100,000 | $3.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 130,000 | 2016-04-30 | No | 4 | M | Direct |
Footnotes
- This represents a disposition of shares to the company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock Units. This is not a sale of shares in the market.
- Sale pursuant to a Rule 10b5-1 trading plan.
- The sales price reported in column 4 of Table I represents the weighted average sales price of the shares sold ranging from $36.75 to $37.28 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The sales price reported in column 4 of Table I represents the weighted average sales price of the shares sold ranging from $35.76 to $36.70 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The sales price reported in column 4 of Table I represents the weighted average sales price of the shares sold ranging from $36.77 to $37.76 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Shares held directly by Steven McCanne and Tamara R. White, Trustees of the McCanne Family Trust dated July 8, 2002 and successor Trustees thereunder.
- Option becomes exercisable in monthly installments over a period of 48 months of continuous service after May 1, 2006.
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