Filing Details
- Accession Number:
- 0001493152-23-000226
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-01-04 08:30:27
- Reporting Period:
- 2022-01-03
- Accepted Time:
- 2023-01-04 08:30:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1835022 | Coya Therapeutics Inc. | COYA | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1953080 | Ann Lee | 5850 San Felipe St., Suite 500 Houston, TX 77057 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2023-01-03 | 10,000 | $0.00 | 10,000 | No | 4 | P | Direct | |
Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2023-01-03 | 6,479 | $4.00 | 16,479 | No | 4 | C | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | C | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | Warrant to Purchase Common Stock | Acquisiton | 2023-01-03 | 5,000 | $0.00 | 5,000 | $7.50 |
Common Stock, Par Value $0.0001 Per Share | 6% Convertible Note | Disposition | 2023-01-03 | 0 | $0.00 | 6,479 | $4.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,479 | 2023-01-03 | 2025-01-03 | No | 4 | P | Direct |
6,479 | No | 4 | C | Direct |
Footnotes
- Reporting Person purchased 10,000 shares of Common Stock and accompanying warrant to purchase 5,000 shares of Common Stock in the Issuer's initial public offering ("IPO") at a combined purchase price $5.00 per share and accompanying warrant.
- Upon the closing of the Issuer's IPO, the Convertible Note automatically converted into shares of common stock by dividing the then-outstanding principal and interest due under the Convertible Note by $4.00, or 80% of the IPO price. The Reporting Person held a Convertible Note for $25,000 that accrued interest at 6% per annum.