Filing Details

Accession Number:
0000891293-23-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-01-03 19:47:50
Reporting Period:
2022-12-29
Accepted Time:
2023-01-03 19:47:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
891293 Cti Biopharma Corp CTIC Pharmaceutical Preparations (2834) 911533912
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1339498 R Adam Craig 3101 Western Avenue
Suite 800
Seattle WA 98121
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-12-29 13,800 $0.84 41,661 No 4 M Direct
Common Stock Disposition 2022-12-29 13,800 $6.00 27,861 No 4 S Direct
Common Stock Acquisiton 2022-12-30 1,579 $5.11 29,440 No 4 A Direct
Common Stock Acquisiton 2022-12-30 12,000 $0.84 41,440 No 4 M Direct
Common Stock Disposition 2022-12-30 12,000 $6.00 29,440 No 4 S Direct
Common Stock Acquisiton 2022-12-30 700 $0.84 30,140 No 4 M Direct
Common Stock Disposition 2022-12-30 700 $6.01 29,440 No 4 S Direct
Common Stock Acquisiton 2022-12-30 4,400 $0.84 33,840 No 4 M Direct
Common Stock Disposition 2022-12-30 4,400 $6.01 29,440 No 4 S Direct
Common Stock Acquisiton 2023-01-03 84,683 $0.84 114,123 No 4 M Direct
Common Stock Disposition 2023-01-03 84,683 $6.01 29,440 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 A Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2022-12-29 13,800 $0.00 13,800 $0.84
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2022-12-30 12,000 $0.00 12,000 $0.84
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2022-12-30 700 $0.00 700 $0.84
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2022-12-30 4,400 $0.00 4,400 $0.84
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2023-01-03 84,683 $0.00 84,683 $0.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
657,154 2029-05-16 No 4 M Direct
645,154 2029-05-16 No 4 M Direct
644,454 2029-05-16 No 4 M Direct
640,054 2029-05-16 No 4 M Direct
555,371 2029-05-16 No 4 M Direct
Footnotes
  1. This sale was effected pursuant to a 10b5-1 sales plan adopted by the Reporting Person.
  2. Shares acquired under the CTI BioPharma Corp. 2007 Employee Stock Purchase Plan.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.07, inclusive. The reporting person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  4. One third of the shares underlying the option vested on 2/19/20 and annually thereafter until all the underlying shares were fully vested on 2/19/2022.