Filing Details
- Accession Number:
- 0000899243-23-000421
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-01-03 19:18:00
- Reporting Period:
- 2022-12-30
- Accepted Time:
- 2023-01-03 19:18:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1261654 | Universal Technical Institute Inc | UTI | Services-Educational Services (8200) | 860226984 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1356974 | Coliseum Capital Partners, L.p. | 105 Rowayton Avenue Rowayton CT 06853 | Yes | No | Yes | No | |
1409585 | Coliseum Capital, Llc | 105 Rowayton Avenue Rowayton CT 06853 | Yes | No | Yes | No | |
1409751 | Coliseum Capital Management, Llc | 105 Rowayton Ave. Rowayton CT 06853 | Yes | No | Yes | No | |
1430708 | S Christopher Shackelton | 105 Rowayton Avenue Rowayton CT 06853 | Yes | No | Yes | No | |
1454123 | Adam Gray | 105 Rowayton Ave. Rowayton CT 06853 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 ("Common Stock") | Acquisiton | 2022-12-30 | 90,340 | $6.67 | 472,079 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnotes |
Footnotes
- The shares of Common Stock reported herein are held directly by (a) Coliseum Capital Partners, L.P. ("CCP"), an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser and (b) a separate account investment advisory client of CCM (the "Separate Account").
- Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC. Each of Shackelton, Gray, CCP, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.48 to $6.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Following the transactions reported herein, CCP holds 381,797 shares of Common Stock and the Separate Account holds 90,282 shares of Common Stock.