Filing Details

Accession Number:
0001731289-23-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-01-03 18:01:06
Reporting Period:
2022-12-29
Accepted Time:
2023-01-03 18:01:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1731289 Nikola Corp NKLA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1389418 A Mark Russell 4141 E Broadway Road
Phoenix AZ 85040
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-12-29 75,000 $1.06 2,034,917 No 4 M Direct
Common Stock Disposition 2022-12-29 1,500 $2.34 2,033,417 No 4 S Direct
Common Stock Disposition 2022-12-29 73,500 $2.34 1,959,917 No 4 S Direct
Common Stock Acquisiton 2022-12-30 75,000 $1.06 2,034,917 No 4 M Direct
Common Stock Disposition 2022-12-30 1,500 $2.21 2,033,417 No 4 S Direct
Common Stock Disposition 2022-12-30 73,500 $2.21 1,959,917 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2022-12-29 75,000 $0.00 75,000 $1.06
Common Stock Stock Option (right to buy) Disposition 2022-12-30 75,000 $0.00 75,000 $1.06
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,127,185 2029-02-26 No 4 M Direct
3,052,185 2029-02-26 No 4 M Direct
Footnotes
  1. The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. This transaction was executed in multiple trades at prices ranging from $2.30 to $2.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  3. This transaction was executed in multiple trades at prices ranging from $2.29 to $2.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  4. This transaction was executed in multiple trades at prices ranging from $2.12 to $2.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  5. This transaction was executed in multiple trades at prices ranging from $2.12 to $2.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  6. Option is fully vested and exercisable.