Filing Details
- Accession Number:
- 0000031235-11-000095
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-17 17:18:03
- Reporting Period:
- 2011-05-13
- Filing Date:
- 2011-05-17
- Accepted Time:
- 2011-05-17 16:18:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
31235 | Eastman Kodak Co | EK | Photographic Equipment & Supplies (3861) | 160417150 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1226252 | M Antonio Perez | 343 State Street Rochester NY 14650 | President, Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-13 | 26,667 | $3.00 | 203,921 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option (right to buy) | $31.71 | 2011-12-09 | 90,130 | 90,130 | Direct | |
Common Stock | Option (right to buy) | $26.47 | 2012-05-31 | 300,000 | 300,000 | Direct | |
Common Stock | Option (right to buy) | $24.75 | 2012-12-06 | 135,000 | 135,000 | Direct | |
Common Stock | Option (right to buy) | $30.96 | 2013-04-01 | 500,000 | 500,000 | Direct | |
Common Stock | Option (right to buy) | $25.88 | 2013-12-11 | 314,530 | 314,530 | Direct | |
Common Stock | Option (right to buy) | $23.28 | 2014-12-10 | 397,460 | 397,460 | Direct | |
Common Stock | Option (right to buy) | $7.41 | 2015-12-08 | 751,540 | 751,540 | Direct | |
Common Stock | Option (right to buy) | $4.54 | 2016-10-13 | 500,000 | 500,000 | Direct | |
Common Stock | Option (right to buy) | $3.40 | 2018-02-27 | 705,732 | 705,732 | Direct | |
Common Stock | Stock Units | $0.00 | 18,539 | 18,539 | Direct | ||
Common Stock | Stock Units | $0.00 | 56,886 | 56,886 | Direct | ||
Common Stock | Stock Units | $0.00 | 19,370 | 19,370 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 2011-12-31 | 2011-12-31 | 95,120 | 95,120 | Direct |
Common Stock | Restricted Stock Units | $0.00 | 1,048,370 | 1,048,370 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 2011-12-31 | 2011-12-31 | 159,359 | 159,359 | Direct |
Common Stock | Restricted Stock Units | $0.00 | 399,655 | 399,655 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 2013-12-31 | 2013-12-31 | 248,009 | 248,009 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2011-12-09 | 90,130 | 90,130 | Direct |
2012-05-31 | 300,000 | 300,000 | Direct |
2012-12-06 | 135,000 | 135,000 | Direct |
2013-04-01 | 500,000 | 500,000 | Direct |
2013-12-11 | 314,530 | 314,530 | Direct |
2014-12-10 | 397,460 | 397,460 | Direct |
2015-12-08 | 751,540 | 751,540 | Direct |
2016-10-13 | 500,000 | 500,000 | Direct |
2018-02-27 | 705,732 | 705,732 | Direct |
18,539 | 18,539 | Direct | |
56,886 | 56,886 | Direct | |
19,370 | 19,370 | Direct | |
2011-12-31 | 95,120 | 95,120 | Direct |
1,048,370 | 1,048,370 | Direct | |
2011-12-31 | 159,359 | 159,359 | Direct |
399,655 | 399,655 | Direct | |
2013-12-31 | 248,009 | 248,009 | Direct |
Footnotes
- Employee stock option granted under the 1997 Stock Option Plan in a transaction exempt under Rule 16b-3. One-half of the options vest on the second anniversary of the date of grant; the balance vest on the fifth anniversary.
- These options have vested.
- These options vest one-third on each of the first three anniversaries of the date of grant.
- One third vests on the 2nd anniversary of the grant date; one third vests on 3rd anniversary of the grant date; remaining third vests on the 4th anniversary of the grant date.
- Stock option granted under the 2005 Omnibus Long-Term Compensaton Plan.
- These units convert on a one-to-one basis.
- This date is not applicable to these units.
- These units granted under the 2000 Omnibus Long-Term Compensation Plan; Leadership Stock Program, 2004-2005 cycle.
- This is the date these restricted stock units will vest.
- These units vest 50% on both the 3rd and 4th anniversary of the grant date.
- These are units earned under the Company's Leadership Stock Program for the 2009 performance cycle.
- These units vest one-third on each of the first three anniversaries of the date of grant.