Filing Details
- Accession Number:
- 0001209191-22-063009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-12-30 16:58:16
- Reporting Period:
- 2022-12-28
- Accepted Time:
- 2022-12-30 16:58:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1620463 | Athira Pharma Inc. | ATHA | Biological Products, (No Disgnostic Substances) (2836) | 453368487 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1822241 | Glenna Mileson | C/O Athira Pharma, Inc. 18706 North Creek Parkway, Suite 104 Bothell WA 98011 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-11-18 | 763 | $2.74 | 109,930 | No | 5 | A | Direct | |
Common Stock | Acquisiton | 2022-12-28 | 50,000 | $2.85 | 159,930 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | A | Direct | |
No | 4 | P | Direct |
Footnotes
- The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Athira Pharma, Inc. 2020 Employee Stock Purchase Plan ("ESPP"), for the ESPP Purchase Period (as defined in the ESPP) of May 18, 2022 through November 18, 2022. This transaction is also exempt under Rule 16b-3(c).
- The Purchase Period ended November 18, 2022 and is the sole Purchase Period in the Offering Period (as defined in the ESPP) that began May 18, 2022.
- In accordance with the ESPP, these shares were purchased based on 85% of the closing price on November 18, 2022.
- The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.93 to $2.98,inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, fullinformation regarding the number of shares purchased at each separate price within such range.