Filing Details
- Accession Number:
- 0001213900-22-083695
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-12-30 06:08:29
- Reporting Period:
- 2022-12-28
- Accepted Time:
- 2022-12-30 06:08:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1464790 | B. Riley Financial Inc. | RILY | Investment Advice (6282) | 270223495 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1900812 | Sue Tamara Brandt | C/O B. Riley Financial, Inc. 11100 Santa Monica Blvd.,Suite 800 Los Angeles CA 90025 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-12-28 | 625 | $32.01 | 2,563 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |