Filing Details
- Accession Number:
- 0001140361-11-027989
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-16 18:33:45
- Reporting Period:
- 2011-05-12
- Filing Date:
- 2011-05-16
- Accepted Time:
- 2011-05-16 17:33:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 917968 | Peets Coffee & Tea Inc | PEET | Miscellaneous Food Preparations & Kindred Products (2090) | 910863396 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1251653 | Tom Cawley | 1400 Park Avenue Emeryville CA 94608 | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-12 | 18,600 | $17.47 | 23,378 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-12 | 18,600 | $49.13 | 4,778 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-05-13 | 6,500 | $17.47 | 11,278 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-13 | 6,500 | $48.44 | 4,778 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-05-13 | 4,900 | $17.47 | 9,678 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-13 | 4,900 | $48.02 | 4,778 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-05-16 | 10,000 | $17.47 | 14,778 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-16 | 10,000 | $47.30 | 4,778 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-05-12 | 18,600 | $0.00 | 18,600 | $17.47 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-05-13 | 11,400 | $0.00 | 11,400 | $17.47 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-05-16 | 10,000 | $0.00 | 10,000 | $17.47 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 96,400 | 2013-07-01 | No | 4 | M | Direct | |
| 85,000 | 2013-07-01 | No | 4 | M | Direct | |
| 75,000 | 2013-07-01 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- Represents weighted average sales price. The shares were sold at prices ranging from $49.00 to $49.25. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $48.20 to $49.15. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $47.90 to $48.12. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $47.05 to $47.75. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Fully vested.
- Inapplicable.
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