Filing Details
- Accession Number:
- 0001209191-22-062904
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2022-12-29 16:10:27
- Reporting Period:
- 2022-11-16
- Accepted Time:
- 2022-12-29 16:10:27
- Original Submission Date:
- 2022-11-18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1543916 | Forgerock Inc. | FORG | Services-Prepackaged Software (7372) | 331223363 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1882631 | P Juan Fernandez | C/O Forgerock, Inc. 201 Mission Street, Suite 2900 San Francisco CA 94105 | Cfo, Executive Vp - Global | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2022-11-16 | 7,152 | $22.07 | 233,599 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 9, 2021, and as further amended August 22, 2022.
- The sale price represents the weighted average price of the shares sold ranging from $22.05 to $22.11 per share. Upon request by the Commission staff, ForgeRock, Inc. (the "Issuer") or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- This number reflects the holdings of the Reporting Person as of November 16, 2022.
- On November 18, 2022, the Reporting Person filed a Form 4 which inadvertently reported the exercise of stock options to acquire 7,152 shares of Class A Common Stock, which exercise did not occur. Accordingly, this amendment corrects the number of securities beneficially owned by the Reporting Person on November 16, 2022, which was overstated by 7,152 in the Form 4 filed on November 18, 2022. The number of securities beneficially owned by the Reporting Person on November 16, 2022 was 233,599. Thus, the securities beneficially owned as reported in Table I, Column 5 of all subsequent Forms 4 for the Reporting Person is similarly overstated by 7,152. As of December 29, 2022, the Reporting Person beneficially owns 236,447 securities through direct ownership.
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