Filing Details
- Accession Number:
- 0001493152-22-036727
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-12-28 21:45:36
- Reporting Period:
- 2022-12-23
- Accepted Time:
- 2022-12-28 21:45:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1716166 | Vivos Therapeutics Inc. | VVOS | Surgical & Medical Instruments & Apparatus (3841) | 813224056 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1835498 | Kirk Ronald Huntsman | 7921 Southpark Plaza, Suite 210 Littleton CO 80120 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-12-23 | 20,000 | $0.50 | 47,500 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2022-12-23 | 333,334 | $0.48 | 333,334 | $0.48 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2022-12-23 | 150,000 | $0.48 | 483,334 | $0.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 333,334 | 2027-12-23 | No | 4 | A | Direct | |
| 483,334 | 2027-12-23 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,740,000 | Indirect | See footnote |
Footnotes
- Shares held by Coronado V Partners, LLC, of which the reporting person is a member and manager.
- 333,334 fully vested stock options granted on December 23, 2022.
- 150,000 stock options granted on December 23, 2022. One-fifth vested immediately and one-fifth vests annually on each anniversary date through December 23, 2026.
Billionaire Hedge Funds
