Filing Details

Accession Number:
0001567619-22-022055
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-12-28 08:22:56
Reporting Period:
2022-12-23
Accepted Time:
2022-12-28 08:22:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1505497 Biorestorative Therapies Inc. BRTX Services-Misc Health & Allied Services, Nec (8090) 911835664
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1756228 Lance Alstodt C/O Biorestorative Therapies, Inc.
40 Marcus Drive, Suite 1
Melville NY 11747
President, Ceo, Cob Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-12-23 200 $3.02 185,921 No 4 P Direct
Common Stock Acquisiton 2022-12-23 100 $2.99 186,021 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $5.08 2031-03-18 293,479 293,479 Direct
Common Stock Stock Option $5.08 2031-11-04 42,059 42,059 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2031-03-18 293,479 293,479 Direct
2031-11-04 42,059 42,059 Direct
Footnotes
  1. Includes 100,935 shares received pursuant to an unvested restricted stock unit grant. Such shares vest to the extent of 1,036 shares on January 18, 2023, 1,037 shares on February 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024.
  2. The option vests and becomes exercisable to the extent of 146,740 shares on March 18, 2021, 36,684 shares on November 4, 2021 with the remaining 110,055 shares in six nearly equal quarterly installments beginning December 18, 2021 and continuing every three months thereafter until fully vested.
  3. The option vests and becomes exercisable to the extent of 21,030 shares on November 4, 2021 with the remaining 21,029 shares vesting quarterly in eight nearly equal installments beginning on November 4, 2022.