Filing Details
- Accession Number:
- 0001024478-22-000191
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2022-12-27 18:33:48
- Reporting Period:
- 2022-12-07
- Accepted Time:
- 2022-12-27 18:33:48
- Original Submission Date:
- 2022-12-08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1024478 | Rockwell Automation Inc | ROK | Measuring & Controlling Devices, Nec (3829) | 251797617 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1516418 | C Frank Kulaszewicz | 1201 South Second Street Milwaukee WI 53204 | Svp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-12-07 | 370 | $0.00 | 18,236 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-12-08 | 2,941 | $255.71 | 15,295 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2022-12-07 | 370 | $0.00 | 370 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 742 | 2022-12-07 | 2024-12-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 28 | Indirect | By Savings Plan |
Footnotes
- Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022.
- Amended to correct plan administrator error in reporting to the company the number of shares sold and sale price.
- As a result of the amendment to the number of shares sold, the shares reported in column 5 has been updated in this filing. In the filings on 12/13/22 and 12/15/22 for Mr. Kulaszewicz column 5 should be read to include these additional shares.
- Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2022.
- Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
- The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
Billionaire Hedge Funds
