Filing Details
- Accession Number:
- 0001213900-22-082664
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-12-23 17:48:58
- Reporting Period:
- 2022-12-23
- Accepted Time:
- 2022-12-23 17:48:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1831363 | Terns Pharmaceuticals Inc. | TERN | () | 1231 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1618788 | Vivo Capital Fund Viii, L.p. | 192 Lytton Avenue Palo Alto, CA 94301 | No | No | Yes | No | |
1618789 | Vivo Capital Viii, Llc | 192 Lytton Avenue Palo Alto, CA 94301 | No | No | Yes | No | |
1628048 | Vivo Capital Surplus Fund Viii, L.p. | 192 Lytton Avenue Palo Alto, CA 94301 | No | No | Yes | No | |
1728970 | Vivo Opportunity, Llc | 192 Lytton Avenue Palo Alto, CA 94301 | No | No | Yes | No | |
1930214 | Vivo Opportunity Fund Holdings, L.p. | 192 Lytton Avenue Palo Alto, CA 94301 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-12-23 | 758,620 | $7.25 | 4,340,212 | No | 4 | P | Indirect | By Vivo Opportunity Fund Holdings, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Vivo Opportunity Fund Holdings, L.P. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,036,557 | Indirect | By: Vivo Capital Fund VIII, L.P. |
Common Stock | 281,223 | Indirect | By: Vivo Capital Surplus Fund VIII, L.P. |
Footnotes
- Vivo Opportunity, LLC is the general partner of Vivo Opportunity Fund Holdings, L.P., the record holder of the securities. Gaurav Aggarwal, Hongbo Lu, Kevin Dai, Frank Kung and Michael Chang are managing members of Vivo Opportunity, LLC and may be deemed to share voting and dispositive power over the securities held by Vivo Opportunity Fund Holdings, L.P. Each of these individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.