Filing Details

Accession Number:
0001213900-22-082664
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-12-23 17:48:58
Reporting Period:
2022-12-23
Accepted Time:
2022-12-23 17:48:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1831363 Terns Pharmaceuticals Inc. TERN () 1231
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1618788 Vivo Capital Fund Viii, L.p. 192 Lytton Avenue
Palo Alto, CA 94301
No No Yes No
1618789 Vivo Capital Viii, Llc 192 Lytton Avenue
Palo Alto, CA 94301
No No Yes No
1628048 Vivo Capital Surplus Fund Viii, L.p. 192 Lytton Avenue
Palo Alto, CA 94301
No No Yes No
1728970 Vivo Opportunity, Llc 192 Lytton Avenue
Palo Alto, CA 94301
No No Yes No
1930214 Vivo Opportunity Fund Holdings, L.p. 192 Lytton Avenue
Palo Alto, CA 94301
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-12-23 758,620 $7.25 4,340,212 No 4 P Indirect By Vivo Opportunity Fund Holdings, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Vivo Opportunity Fund Holdings, L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,036,557 Indirect By: Vivo Capital Fund VIII, L.P.
Common Stock 281,223 Indirect By: Vivo Capital Surplus Fund VIII, L.P.
Footnotes
  1. Vivo Opportunity, LLC is the general partner of Vivo Opportunity Fund Holdings, L.P., the record holder of the securities. Gaurav Aggarwal, Hongbo Lu, Kevin Dai, Frank Kung and Michael Chang are managing members of Vivo Opportunity, LLC and may be deemed to share voting and dispositive power over the securities held by Vivo Opportunity Fund Holdings, L.P. Each of these individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.