Filing Details
- Accession Number:
- 0001209191-22-062508
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-12-22 18:25:47
- Reporting Period:
- 2022-12-20
- Accepted Time:
- 2022-12-22 18:25:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1786205 | Arcellx Inc. | ACLX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1277631 | Forest Baskett | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2022-12-20 | 2,000,000 | $0.00 | 4,745,262 | No | 4 | J | Indirect | See Note 2 |
Common Stock | Acquisiton | 2022-12-20 | 30,000 | $0.00 | 30,000 | No | 4 | J | Indirect | See Note 4 |
Common Stock | Disposition | 2022-12-20 | 30,000 | $0.00 | 0 | No | 4 | J | Indirect | See Note 4 |
Common Stock | Acquisiton | 2022-12-20 | 1,628 | $0.00 | 1,628 | No | 4 | J | Indirect | See Note 7 |
Common Stock | Disposition | 2022-12-22 | 1,628 | $31.45 | 0 | No | 4 | S | Indirect | See Note 7 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | See Note 2 |
No | 4 | J | Indirect | See Note 4 |
No | 4 | J | Indirect | See Note 4 |
No | 4 | J | Indirect | See Note 7 |
No | 4 | S | Indirect | See Note 7 |
Footnotes
- New Enterprise Associates 15, L.P. ("NEA 15") made a pro rata distribution of 2,000,000 shares of Common Stock of the Issuer to its general partner and limited partners for no consideration on December 20, 2022.
- The Reporting Person is a manager of NEA 15 GP, LLC ("NEA 15 GP"), which is the sole general partner of NEA Partners 15, L.P. ("NEA Partners 15"). NEA Partners 15 is the sole general partner of NEA 15, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 15 in which the Reporting Person has no pecuniary interest.
- NEA Partners 15 received 30,000 shares of Common Stock of the Issuer in the distribution made by NEA 15 on December 20, 2022.
- The Reporting Person is a manager of NEA 15 GP, which is the sole general partner of NEA Partners 15, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 15 in which the Reporting Person has no pecuniary interest.
- NEA Partners 15 made a pro rata distribution of 30,000 shares of Common Stock of the Issuer to its limited partners for no consideration on December 20, 2022.
- The Baskett-McKay Family Trust dtd 3/12/14 (the "Baskett Trust") received 1,628 shares of Common Stock of the Issuer in the distribution by NEA Partners 15 on December 20, 2022.
- The Reporting Person is a trustee of the Baskett Trust, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the securities held by the Baskett Trust in which the Reporting Person has no pecuniary interest.
- The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $31.37 to $31.54 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.