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Filing Details

Accession Number:: 0000899243-22-039229
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-12-22 18:16:33
Reporting Period:: 2021-12-20

Accepted Time:: 2022-12-22 18:16:33
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1720671	Hashicorp Inc.	HCP	Services-Computer Programming Services (7371)	320410665

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1894737	David Mcjannet	C/O Hashicorp, Inc. 101 Second Street, Suite 700 San Francisco CA 94105	Ceo And Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2022-12-20	7,560	$0.00	57,559	No	4	M	Direct
Class A Common Stock	Acquisiton	2022-12-21	39,333	$0.00	96,892	No	4	C	Direct
Class A Common Stock	Disposition	2022-12-21	18,924	$26.85	77,968	No	4	S	Direct
Class A Common Stock	Disposition	2022-12-21	4,200	$27.58	73,768	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	C	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Restricted Stock Units	Disposition	2021-12-20	19,876	$0.00	19,876	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2021-12-20	19,876	$0.00	19,876	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-12-20	9,874	$0.00	9,874	$0.00
Class A Common Stock	Restricted Stock Units	Disposition	2022-12-20	7,560	$0.00	7,560	$0.00
Class B Common Stock	Restricted Stock Units	Disposition	2022-12-20	19,457	$0.00	19,457	$0.00
Class B Common Stock	Restricted Stock Units	Disposition	2022-12-20	19,876	$0.00	19,876	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2022-12-20	39,333	$0.00	39,333	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2022-12-20	39,333	$0.00	39,333	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
81,676	No	4	M	Direct
91,550	No	4	M	Direct
81,676	No	4	F	Direct
98,287	No	4	M	Direct
155,650	No	4	M	Direct
79,500	No	4	M	Direct
182,742	No	4	M	Direct
143,409	No	4	C	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class B Common Stock	$0.00	1,355,425	1,355,425	Indirect
Class A Common Stock	Class B Common Stock	$0.00	681,050	681,050	Indirect
Class A Common Stock	Class B Common Stock	$0.00	681,050	681,050	Indirect
Class A Common Stock	Class B Common Stock	$0.00	60,000	60,000	Indirect

Amount	Remaning Holdings	Nature of Ownership
1,355,425	1,355,425	Indirect
681,050	681,050	Indirect
681,050	681,050	Indirect
60,000	60,000	Indirect

Footnotes

Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock.
Includes 496 shares of Class A Common Stock acquired under the Issuer's Employee Stock Purchase Plan on December 15, 2022.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.37 to $27.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (5) and (6) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.38 to $27.83, inclusive.
Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock.(8) The remaining RSUs vest in eight equal quarterly installments beginning on March 20, 2022.
The remaining RSUs vest in eight equal quarterly installments beginning on March 20, 2022.
The reported shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of RSUs.
The remaining RSUs vest in thirteen equal quarterly installments beginning on March 20, 2023.
Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock.
The remaining RSUs vest in eight equal quarterly installments beginning on March 20, 2023.
The remaining RSUs vest in four equal quarterly installments beginning on March 20, 2023.
The shares are held of record by a family trust for which the reporting person serves as a trustee. The amounts reported in Columns 7 and 9 reflect a decrease of 9,940 shares of Class B Common Stock due to an administrative error on the Form 4 filed on May 16, 2022 and which were reflected in subsequent reports filed through September 22, 2022.
The shares are held of record by the Emerald GST Non-Exempt Trust.
The shares are held of record by the Sapphire GST Non-Exempt Trust.
The shares are held of record by an additional family trust.