Filing Details
- Accession Number:
- 0001104659-22-129580
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-12-22 17:00:56
- Reporting Period:
- 2022-12-20
- Accepted Time:
- 2022-12-22 17:00:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1356576 | Supernus Pharmaceuticals Inc. | SUPN | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1539937 | A. Jack Khattar | C/O Supernus Pharmaceuticals, Inc. 9715 Key West Avenue Rockville MD 20850 | President, Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-12-20 | 6,528 | $9.56 | 795,962 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-12-20 | 4,006 | $38.02 | 791,956 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-12-21 | 15,625 | $0.00 | 807,581 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2022-12-21 | 18,472 | $9.56 | 826,053 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-12-21 | 11,354 | $38.14 | 814,699 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2022-12-20 | 6,528 | $0.00 | 6,528 | $9.56 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2022-12-20 | 18,472 | $0.00 | 18,472 | $9.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 118,472 | 2024-01-23 | No | 4 | M | Direct | |
| 100,000 | 2024-01-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,047,700 | Indirect | By the KBT Trust |
Footnotes
- Transaction made pursuant to a 10b5-1 trading plan adopted September 15, 2022.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.09, inclusive. The Reporting Person undertakes to provide to Supernus Pharmaceuticals, Inc. ("Supernus"), any security holder of Supernus, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- Shares of common stock received upon the settlement of certain performance share units granted to the Reporting Person on February 21, 2020.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.38, inclusive. The Reporting Person undertakes to provide to Supernus, any security holder of Supernus, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- The Reporting Person is no longer required to report shares held by his son as he no longer shares the Reporting Person's household.
- The options vested in four equal annual installments beginning on January 23, 2015.
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