Filing Details
- Accession Number:
- 0001193805-22-001764
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-12-21 19:09:24
- Reporting Period:
- 2022-12-19
- Accepted Time:
- 2022-12-21 19:09:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1671818 | Oncorus Inc. | ONCR | () | DE |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1009258 | Deerfield Management Company, L.p. (Series C) | 345 Park Avenue South 12Th Floor New York NY 10010 | No | No | Yes | Yes | |
| 1010823 | L.p. Mgmt Deerfield | 345 Park Avenue South 12Th Floor New York NY 10010 | No | No | Yes | Yes | |
| 1301041 | Deerfield Partners, L.p. | 345 Park Avenue South 12Th Floor New York NY 10010 | No | No | Yes | Yes | |
| 1352546 | E James Flynn | 345 Park Avenue South 12Th Floor New York NY 10010 | No | No | Yes | Yes | |
| 1603333 | Deerfield Private Design Fund Iii, L.p. | 345 Park Avenue South 12Th Floor New York NY 10010 | No | No | Yes | Yes | |
| 1610540 | Deerfield Mgmt Iii, L.p. | 345 Park Avenue South 12Th Floor New York NY 10010 | No | No | Yes | Yes | |
| 1646981 | Deerfield Healthcare Innovations Fund, L.p. | 345 Park Avenue South 12Th Floor New York NY 10010 | No | No | Yes | Yes | |
| 1665736 | Deerfield Mgmt Hif, L.p. | 345 Park Avenue South 12Th Floor New York NY 10010 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2022-12-19 | 44,394 | $0.29 | 1,351,374 | No | 4 | S | Indirect | Through Deerfield Healthcare Innovations Fund, L.P. |
| Common Stock | Disposition | 2022-12-19 | 44,394 | $0.29 | 1,351,374 | No | 4 | S | Indirect | Through Deerfield Private Design Fund III, L.P. |
| Common Stock | Disposition | 2022-12-19 | 10,930 | $0.29 | 332,725 | No | 4 | S | Indirect | Through Deerfield Partners, L.P. |
| Common Stock | Disposition | 2022-12-20 | 6,562 | $0.31 | 1,344,812 | No | 4 | S | Indirect | Through Deerfield Healthcare Innovations Fund, L.P. |
| Common Stock | Disposition | 2022-12-20 | 6,562 | $0.31 | 1,344,812 | No | 4 | S | Indirect | Through Deerfield Private Design Fund III, L.P. |
| Common Stock | Disposition | 2022-12-20 | 1,616 | $0.31 | 331,109 | No | 4 | S | Indirect | Through Deerfield Partners, L.P. |
| Common Stock | Disposition | 2022-12-21 | 6,144 | $0.30 | 1,338,668 | No | 4 | S | Indirect | Through Deerfield Healthcare Innovations Fund, L.P. |
| Common Stock | Disposition | 2022-12-21 | 6,143 | $0.30 | 1,338,669 | No | 4 | S | Indirect | Through Deerfield Private Design Fund III, L.P. |
| Common Stock | Disposition | 2022-12-21 | 1,513 | $0.30 | 329,596 | No | 4 | S | Indirect | Through Deerfield Partners, L.P. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Through Deerfield Healthcare Innovations Fund, L.P. |
| No | 4 | S | Indirect | Through Deerfield Private Design Fund III, L.P. |
| No | 4 | S | Indirect | Through Deerfield Partners, L.P. |
| No | 4 | S | Indirect | Through Deerfield Healthcare Innovations Fund, L.P. |
| No | 4 | S | Indirect | Through Deerfield Private Design Fund III, L.P. |
| No | 4 | S | Indirect | Through Deerfield Partners, L.P. |
| No | 4 | S | Indirect | Through Deerfield Healthcare Innovations Fund, L.P. |
| No | 4 | S | Indirect | Through Deerfield Private Design Fund III, L.P. |
| No | 4 | S | Indirect | Through Deerfield Partners, L.P. |
Footnotes
- The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.28 to $0.30, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1-3 of this Form 4.
- The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.30 to $0.32, inclusive.
- The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.29 to $0.30, inclusive.
- This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt III, L.P. is the general partner of Deerfield Private Design Fund III, L.P. ("Fund III"). Deerfield Mgmt, L.P. is the general partner of Deerfield Partners, L.P. ("Deerfield Partners"). Deerfield Mgmt HIF, L.P. is the general partner of Deerfield Healthcare Innovations Fund, L.P. (collectively with Fund III and Deerfield Partners, the "Funds"). Deerfield Management Company, L.P. is the investment manager of the Funds. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt, L.P., Deerfield Mgmt III, L.P., Deerfield Mgmt HIF, L.P. and Deerfield Management Company, L.P.
- In accordance with Instruction 4 (b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Funds is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
Billionaire Hedge Funds
