Filing Details

Accession Number:
0001477932-22-009480
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-12-21 16:00:25
Reporting Period:
2022-12-19
Accepted Time:
2022-12-21 16:00:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1474167 Cosmos Health Inc. COSM Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) 270611758
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1660125 Grigorios Siokas 5 Ag. Georgiou Str., Pilea
Thessaloniki J3 TK57001
Chief Executive Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.001 Par Value Acquisiton 2022-12-19 260,870 $11.50 1,130,774 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants Acquisiton 2022-12-19 260,870 $11.50 260,870 $11.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
260,870 2022-12-21 2027-12-21 No 4 P Direct
Footnotes
  1. These shares were purchased by Mr. Siokas in a registered direct offering pursuant to the Company's "shelf" registration statement on Form S-3 (No. 333-267550) declared effective by the SEC on December 15, 2022.
  2. All share and per share amounts reflect a 1 for 25 reverse stock split effected on December 15, 2022 with the Secretary of State of Nevada.
  3. These warrants were purchased by Mr. Siokas in a private placement concurrent with the registered direct offering described in note (1) above.