Filing Details
- Accession Number:
- 0001104659-22-128776
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-12-20 20:08:41
- Reporting Period:
- 2021-12-14
- Accepted Time:
- 2022-12-20 20:08:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1496099 | New Mountain Finance Corp | NMFC | () | 272978010 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1701015 | Iii G. Rome Arnold | C/O New Mountain Capital, L.l.c. 1633 Broadway, 48Th Floor New York NY 10019 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-12-16 | 10,000 | $12.05 | 51,210 | No | 4 | P | Direct | |
| Common Stock | Disposition | 2021-12-14 | 18,000 | $0.00 | 0 | No | 4 | J | Indirect | Spouse as Exec. Est. of Henry K. Ochs |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | J | Indirect | Spouse as Exec. Est. of Henry K. Ochs |
Footnotes
- Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Arnolds's previous beneficial ownership report on Form 4 on September 20, 2021.
- The reporting person's spouse is the executor of the Estate of Henry K. Ochs. On December 14, 2021, the reporting person's spouse caused the estate to distribute 18,000 shares of New Mountain Finance Corporation common stock to beneficiaries of the estate.
Billionaire Hedge Funds
