Filing Details
- Accession Number:
- 0001209191-22-062204
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-12-20 17:45:29
- Reporting Period:
- 2022-12-16
- Accepted Time:
- 2022-12-20 17:45:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1603978 | Aquabounty Technologies Inc. | AQB | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1583861 | K Michael Stern | C/O Aquabounty Technologies, Inc. 2 Mill And Main Place, Suite 395 Maynard MA 01754 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-12-16 | 20,000 | $0.74 | 20,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 15,000 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to Purchase | $1.49 | 2023-05-27 | 2032-11-10 | 2,500 | 2,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2032-11-10 | 2,500 | 2,500 | Direct |
Footnotes
- Purchase 15,000 shares at $1.60 06/13/2022
- Purchase 20,000 shares at $.74 12/16/2022
- Options to purchase common stock were granted on 11/10/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest 05/27/2023
Billionaire Hedge Funds
