Filing Details
- Accession Number:
- 0001213900-22-081468
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-12-20 17:26:06
- Reporting Period:
- 2022-12-16
- Accepted Time:
- 2022-12-20 17:26:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
12239 | Aikido Pharma Inc. | AIKI | Pharmaceutical Preparations (2834) | 520849320 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1856536 | Michael Kyle Wool | One Rockefeller Plaza 11Th Floor New York NY 10020 | Yes | No | No | No | |
1933417 | Soo Yu | One Rockefeller Plaza 11Th Floor New York NY 10020 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-12-16 | 5,000 | $3.71 | 261,792 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,477 | Indirect | Catatonk Creek LLC |
Common Stock | 1,476 | Indirect | Tioga 22 LLC |
Common Stock | 3,559 | Indirect | Wool c/f Alison Cottone UTMA/NY Age 18 |
Common Stock | 1,477 | Indirect | Dongam, LLC |
Footnotes
- Of the 261,792 shares reported as beneficially owned directly, 179,568 shares are beneficially owned directly by Mr. Wool and 82,224 shares are beneficially owned directly by Ms. Yu. Due to an administrative error, Mr. Wool's direct ownership, as previously reported, did not reflect the 1-for-17 reverse split of the Company's common stock effective June 7, 2022. As a result, Mr. Wool's direct beneficial ownership was overstated by 23,530 shares of common stock. The amount of Mr. Wool's direct beneficial ownership has been corrected in this Form 4.
- Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC.
- Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old.
- Ms. Yu is the sole member of Dongam, LLC.