Filing Details
- Accession Number:
- 0001209191-22-062113
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-12-20 12:03:12
- Reporting Period:
- 2022-12-16
- Accepted Time:
- 2022-12-20 12:03:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1758057 | Luminar Technologies Inc. | LAZR | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1322454 | E Alec Gores | C/O Luminar Technologies, Inc. 2603 Discovery Drive, Suite 100 Orlando FL 32826 | Yes | No | No | No | |
1694360 | Aeg Holdings, Llc | 9800 Wilshire Blvd. Beverly Hills CA 90212 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2022-12-16 | 7,953 | $6.65 | 39,569 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 4,584,395 | Indirect | See Footnotes |
Class A Common Stock | 152,534 | Indirect | See Footnotes |
Class A Common Stock | 248,145 | Indirect | See Footnotes |
Class A Common Stock | 150,000 | Indirect | See Footnotes |
Footnotes
- Represents shares of Class A Common Stock of the Issuer purchased by Alec Gores.
- The range of prices for the shares of Class A Common Stock is from $6.65 to $6.655. The Reporting Persons (as defined below) undertake that they will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.
- Held of record by AEG Holdings, LLC ("AEG" and, together with Alec Gores, the "Reporting Persons"). Alec Gores is the managing member of AEG. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by AEG.
- Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.
- Held of record by Pacific Credit Corp. ("PCC"). Alec Gores is a member of and has dispositive powers for PCC. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by PCC.
- The securities are held of record by the NBI Irrevocable Trust No. 5, a trust of which the beneficiary is one of the children of Mr. Gores who is a member of his household.
- The securities are held of record by the NBI Irrevocable Trust No. 6, a trust of which the beneficiary is one of the children of Mr. Gores who is a member of his household.