Filing Details
- Accession Number:
- 0001225208-22-012924
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-12-20 09:32:27
- Reporting Period:
- 2022-12-19
- Accepted Time:
- 2022-12-20 09:32:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
910073 | New York Community Bancorp Inc | NYCB | Savings Institutions, Not Federally Chartered (6036) | 061377322 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1511853 | A. Ronald Rosenfeld | 102 Duffy Avenue Hicksville NY 11801 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2022-12-19 | 138,199 | $8.74 | 12,320 | No | 4 | S | Indirect | By RAR Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By RAR Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 30,000 | Indirect | By RAR Trust II |
Series A Preferred Stock | 10,000 | Indirect | By RAR Trust II |
Common Stock | 2,163 | Indirect | By Stock Award IX |
Common Stock | 600 | Indirect | By Stock Award VII |
Common Stock | 1,200 | Indirect | By Stock Award VIII |
Common Stock | 9,434 | Indirect | By Stock Award XI |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.70 to $8.77, inclusive. The reporting person undertakes to provide to New York Community Bancorp, Inc., any security holder of New York Community Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The remaining 2,163 shares, granted under Stock Award IX on January 29, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on January 29, 2023.
- The remaining 600 shares, granted under Stock Award VII on February 15, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on February 15, 2023.
- The remaining 1,200 shares, granted under Stock Award VIII on March 1, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 1, 2023.
- 9,434 shares granted under Stock Award XI on January 25, 2022 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest on January 25, 2023.