Filing Details
- Accession Number:
- 0001140361-11-027770
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-16 17:10:06
- Reporting Period:
- 2011-05-13
- Filing Date:
- 2011-05-16
- Accepted Time:
- 2011-05-16 16:10:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1501364 | Rockville Financial Inc. | RCKB | Savings Institutions, Not Federally Chartered (6036) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1312046 | A David Engelson | Rockville Financial New, Inc. 1645 Ellington Road South Windsor CT 06074 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-13 | 410 | $9.72 | 410 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-05-13 | 200 | $9.71 | 200 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-05-13 | 400 | $9.73 | 400 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 57,036 | Direct | |
Common Stock | 7,583 | Indirect | Held by wife |
Common Stock | 2,990 | Indirect | IRA |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $11.72 | 2008-12-13 | 2016-12-13 | 9,555 | 9,555 | Direct |
Common Stock | Stock Options | $7.90 | 2008-02-20 | 2018-02-20 | 5,308 | 5,308 | Direct |
Common Stock | Stock Options | $6.09 | 2009-03-16 | 2019-03-16 | 5,308 | 5,308 | Direct |
Common Stock | Stock Option | $7.42 | 2010-11-15 | 2020-11-15 | 5,308 | 5,308 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-12-13 | 9,555 | 9,555 | Direct |
2018-02-20 | 5,308 | 5,308 | Direct |
2019-03-16 | 5,308 | 5,308 | Direct |
2020-11-15 | 5,308 | 5,308 | Direct |
Footnotes
- Includes 10,000 shares held jointly with wife.
- Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and became exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
- Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and became exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
- Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and became exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.