Filing Details

Accession Number:
0001140361-11-027770
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-16 17:10:06
Reporting Period:
2011-05-13
Filing Date:
2011-05-16
Accepted Time:
2011-05-16 16:10:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1501364 Rockville Financial Inc. RCKB Savings Institutions, Not Federally Chartered (6036) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1312046 A David Engelson Rockville Financial New, Inc.
1645 Ellington Road
South Windsor CT 06074
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-05-13 410 $9.72 410 No 4 P Direct
Common Stock Acquisiton 2011-05-13 200 $9.71 200 No 4 P Direct
Common Stock Acquisiton 2011-05-13 400 $9.73 400 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 57,036 Direct
Common Stock 7,583 Indirect Held by wife
Common Stock 2,990 Indirect IRA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $11.72 2008-12-13 2016-12-13 9,555 9,555 Direct
Common Stock Stock Options $7.90 2008-02-20 2018-02-20 5,308 5,308 Direct
Common Stock Stock Options $6.09 2009-03-16 2019-03-16 5,308 5,308 Direct
Common Stock Stock Option $7.42 2010-11-15 2020-11-15 5,308 5,308 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-12-13 9,555 9,555 Direct
2018-02-20 5,308 5,308 Direct
2019-03-16 5,308 5,308 Direct
2020-11-15 5,308 5,308 Direct
Footnotes
  1. Includes 10,000 shares held jointly with wife.
  2. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and became exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
  3. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and became exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
  4. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and became exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.