Filing Details

Accession Number:
0001127602-22-027927
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-12-19 21:02:22
Reporting Period:
2022-12-15
Accepted Time:
2022-12-19 21:02:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1830214 Ginkgo Bioworks Holdings Inc. DNA Biological Products, (No Disgnostic Substances) (2836) 872652913
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1882756 Barry Canton C/O Ginkgo Bioworks Holdings
27 Drydock Avenue
Boston MA 02210
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2022-12-15 103,547 $1.61 19,110,257 No 4 S Direct
Class A Common Stock Disposition 2022-12-15 103,547 $1.61 19,110,259 No 4 S Indirect By Spouse
Class A Common Stock Acquisiton 2022-12-15 200,000 $0.00 19,310,259 No 4 C Indirect By Spouse
Class A Common Stock Disposition 2022-12-16 101,426 $1.60 19,008,831 No 4 S Direct
Class A Common Stock Disposition 2022-12-16 101,425 $1.60 19,208,834 No 4 S Indirect By Spouse
Class A Common Stock Disposition 2022-12-19 200,000 $0.00 19,008,834 No 5 G Indirect By Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect By Spouse
No 4 C Indirect By Spouse
No 4 S Direct
No 4 S Indirect By Spouse
No 5 G Indirect By Spouse
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2022-12-15 200,000 $0.00 200,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
70,189,783 No 4 C Indirect
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 2,320,344 2,320,344 Direct
Class A Common Stock Class B Common Stock $0.00 2,320,344 2,320,344 Indirect
Class A Common Stock Class B Common Stock $0.00 70,189,783 70,189,783 Indirect
Class A Common Stock Class B Common Stock $0.00 8,245,491 8,245,491 Indirect
Class A Common Stock Class B Common Stock $0.00 8,245,491 8,245,491 Indirect
Class A Common Stock Class B Common Stock $0.00 1,291,794 1,291,794 Indirect
Class A Common Stock Class B Common Stock $0.00 1,291,794 1,291,794 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2,320,344 2,320,344 Direct
2,320,344 2,320,344 Indirect
70,189,783 70,189,783 Indirect
8,245,491 8,245,491 Indirect
8,245,491 8,245,491 Indirect
1,291,794 1,291,794 Indirect
1,291,794 1,291,794 Indirect
Footnotes
  1. Represents the number of shares sold by the Reporting Person or the Reporting Person's spouse to cover tax withholding obligations in connection with the vesting of RSUs. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person or the Reporting Person's spouse. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligation to be funded by a "sell to cover" transaction.
  2. The transactions being reported herein relate to a charitable donation of shares of Class A Common Stock.
  3. Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.