Filing Details
- Accession Number:
- 0001127602-22-027927
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-12-19 21:02:22
- Reporting Period:
- 2022-12-15
- Accepted Time:
- 2022-12-19 21:02:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1830214 | Ginkgo Bioworks Holdings Inc. | DNA | Biological Products, (No Disgnostic Substances) (2836) | 872652913 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1882756 | Barry Canton | C/O Ginkgo Bioworks Holdings 27 Drydock Avenue Boston MA 02210 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2022-12-15 | 103,547 | $1.61 | 19,110,257 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2022-12-15 | 103,547 | $1.61 | 19,110,259 | No | 4 | S | Indirect | By Spouse |
Class A Common Stock | Acquisiton | 2022-12-15 | 200,000 | $0.00 | 19,310,259 | No | 4 | C | Indirect | By Spouse |
Class A Common Stock | Disposition | 2022-12-16 | 101,426 | $1.60 | 19,008,831 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2022-12-16 | 101,425 | $1.60 | 19,208,834 | No | 4 | S | Indirect | By Spouse |
Class A Common Stock | Disposition | 2022-12-19 | 200,000 | $0.00 | 19,008,834 | No | 5 | G | Indirect | By Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Spouse |
No | 4 | C | Indirect | By Spouse |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Spouse |
No | 5 | G | Indirect | By Spouse |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2022-12-15 | 200,000 | $0.00 | 200,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
70,189,783 | No | 4 | C | Indirect |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 2,320,344 | 2,320,344 | Direct | ||
Class A Common Stock | Class B Common Stock | $0.00 | 2,320,344 | 2,320,344 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 70,189,783 | 70,189,783 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 8,245,491 | 8,245,491 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 8,245,491 | 8,245,491 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 1,291,794 | 1,291,794 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 1,291,794 | 1,291,794 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2,320,344 | 2,320,344 | Direct | |
2,320,344 | 2,320,344 | Indirect | |
70,189,783 | 70,189,783 | Indirect | |
8,245,491 | 8,245,491 | Indirect | |
8,245,491 | 8,245,491 | Indirect | |
1,291,794 | 1,291,794 | Indirect | |
1,291,794 | 1,291,794 | Indirect |
Footnotes
- Represents the number of shares sold by the Reporting Person or the Reporting Person's spouse to cover tax withholding obligations in connection with the vesting of RSUs. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person or the Reporting Person's spouse. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligation to be funded by a "sell to cover" transaction.
- The transactions being reported herein relate to a charitable donation of shares of Class A Common Stock.
- Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.