Filing Details
- Accession Number:
- 0001415889-22-012774
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-12-19 19:09:49
- Reporting Period:
- 2022-12-15
- Accepted Time:
- 2022-12-19 19:09:49
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1653811 | Troy Rudd | C/O Aecom 13355 Noel Rd, Suite 400 Dallas TX 75240 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-12-16 | 23,224 | $0.00 | 188,945 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-12-16 | 69,672 | $0.00 | 258,617 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2022-12-16 | 106,196 | $38.72 | 364,813 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-12-16 | 42,268 | $82.77 | 322,545 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2022-12-16 | 124,532 | $82.43 | 198,013 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-12-16 | 14,776 | $83.17 | 183,237 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Acquisiton | 2022-12-15 | 36,812 | $0.00 | 36,812 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2022-12-16 | 23,224 | $0.00 | 23,224 | $0.00 |
| Common Stock | Employee Stock Option | Disposition | 2022-12-16 | 106,196 | $0.00 | 106,196 | $38.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 36,812 | No | 4 | A | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 159,291 | 2027-08-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,208 | Indirect | by Merrill Lynch under AECOM Retirement & Savings Plan (RSP) |
Footnotes
- Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 16, 2019, and vested in full on December 16, 2022. The Form 4 filed on December 17, 2019, reported a grant date of December 15, 2019, in error.
- Represents shares acquired pursuant to AECOM's Performance Earnings Program under the 2016 Stock Incentive Plan.
- Represents the exercise of a stock option that was exercisable in tranches subject to (A) Mr. Rudd's continued employment with the Issuer through the first, second, third, fourth and fifth anniversaries of the 8/15/2020 option grant date, and (B) the volume-weighted average prices of AECOM's common stock on the New York Stock Exchange during any consecutive 20 trading day period exceeding certain price hurdles. The exercise of the stock options reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2022.
- Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations in connection with the vesting of the restricted stock units and shares acquired under the Performance Earnings Program.
- The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $81.92 to $82.91 the majority of which were sold to satisfy the option exercise price and related taxes. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range noted in this footnote. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2022.
- The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $82.92 to $83.50 the majority of which were sold to satisfy the option exercise price and related taxes. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range noted in this footnote. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2022.
- Represents annual grant of restricted stock units. Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Stock Incentive Plan. The restricted stock units vest in full on December 15, 2025, subject to continued service through the vesting date.
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