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Filing Details

Accession Number:: 0001213900-22-081085
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-12-19 18:59:16
Reporting Period:: 2022-04-08

Accepted Time:: 2022-12-19 18:59:16
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1473579	Nanomix Corp	NNMX	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1106287	Garrett Gruener	C/O Nanomix Corp., 2121 Williams Street San Leandro CA 94577		Yes	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2022-12-09	2,620	$0.25	25,178,958	No	4	P	Direct
Common Stock	Acquisiton	2022-12-09	7,380	$0.25	25,186,338	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Senior Secured Convertible Promissory Note	Acquisiton	2022-04-08	0	$444,444.00	378,573	$1.17
Common Stock	Common Stock Purchase Warrants	Acquisiton	2022-04-08	568,974	$0.00	568,974	$1.17
Common Stock	Senior Secured Convertible Promissory Note	Acquisiton	2022-04-26	0	$166,667.00	141,965	$1.17
Common Stock	Common Stock Purchase Warrants	Acquisiton	2022-04-26	213,366	$0.00	213,366	$1.17
Common Stock	Senior Secured Convertible Promissory Note	Acquisiton	2022-05-13	0	$166,667.00	141,965	$1.17
Common Stock	Common Stock Purchase Warrants	Acquisiton	2022-05-13	213,366	$0.00	213,366	$1.17
Common Stock	Senior Secured Convertible Promissory Note	Acquisiton	2022-05-19	0	$16,667.00	14,196	$1.17
Common Stock	Common Stock Purchase Warrants	Acquisiton	2022-05-19	21,337	$0.00	21,337	$1.17
Common Stock	Senior Secured Convertible Promissory Note	Acquisiton	2022-05-25	0	$211,111.00	179,822	$1.17
Common Stock	Common Stock Purchase Warrants	Acquisiton	2022-05-25	270,263	$0.00	270,263	$1.17
Common Stock	Senior Secured Convertible Promissory Note	Acquisiton	2022-06-10	0	$172,222.00	146,697	$1.17
Common Stock	Common Stock Purchase Warrants	Acquisiton	2022-06-10	220,478	$0.00	220,478	$1.17
Common Stock	Senior Secured Convertible Promissory Note	Acquisiton	2022-06-22	0	$194,444.00	165,636	$1.17
Common Stock	Common Stock Purchase Warrants	Acquisiton	2022-06-22	248,927	$0.00	248,927	$1.17
Common Stock	Senior Secured Convertible Promissory Note	Acquisiton	2022-07-13	0	$194,444.00	165,636	$1.17
Common Stock	Common Stock Purchase Warrants	Acquisiton	2022-07-13	248,927	$0.00	248,927	$1.17
Common Stock	Senior Secured Convertible Promissory Note	Acquisiton	2022-07-27	0	$555,556.00	479,216	$1.17
Common Stock	Common Stock Purchase Warrants	Acquisiton	2022-07-27	711,218	$0.00	711,218	$1.17
Common Stock	Senior Secured Convertible Promissory Note	Acquisiton	2022-08-23	0	$555,556.00	479,216	$1.17
Common Stock	Common Stock Purchase Warrants	Acquisiton	2022-08-23	711,218	$0.00	711,218	$1.17
Common Stock	Senior Secured Convertible Promissory Note	Acquisiton	2022-09-09	0	$277,778.00	236,608	$1.17
Common Stock	Common Stock Purchase Warrants	Acquisiton	2022-09-09	355,609	$0.00	355,609	$1.17
Common Stock	Senior Secured Convertible Promissory Note	Acquisiton	2022-10-11	0	$277,778.00	236,608	$1.17
Common Stock	Common Stock Purchase Warrants	Acquisiton	2022-10-11	355,609	$0.00	355,609	$1.17
Common Stock	Senior Secured Convertible Promissory Note	Acquisiton	2022-11-10	0	$277,778.00	236,608	$1.17
Common Stock	Common Stock Purchase Warrants	Acquisiton	2022-11-10	355,610	$0.00	355,610	$1.17
Common Stock	Senior Secured Convertible Promissory Note	Acquisiton	2022-11-28	0	$166,667.00	141,965	$1.17
Common Stock	Common Stock Purchase Warrants	Acquisiton	2022-11-28	213,366	$0.00	213,366	$1.17

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2022-04-08	2024-04-08	No	4	P	Direct
3,708,389	2022-04-08	2027-06-25	No	4	P	Direct
0	2022-04-26	2024-04-26	No	4	P	Direct
3,921,755	2022-04-26	2027-02-28	No	4	P	Direct
0	2022-05-13	2024-05-13	No	4	P	Direct
4,135,121	2022-05-13	2027-05-13	No	4	P	Direct
0	2022-05-19	2024-05-19	No	4	P	Direct
4,156,458	2022-05-19	2027-05-19	No	4	P	Direct
0	2022-05-25	2024-05-25	No	4	P	Direct
4,426,721	2022-05-25	2027-05-25	No	4	P	Direct
0	2022-06-10	2024-06-10	No	4	P	Direct
4,647,199	2022-06-10	2027-06-10	No	4	P	Direct
0	2022-06-22	2024-06-22	No	4	P	Direct
4,896,126	2022-06-22	2027-06-22	No	4	P	Direct
0	2022-07-13	2024-07-13	No	4	P	Direct
5,145,053	2022-07-13	2027-07-13	No	4	P	Direct
0	2022-07-27	2024-07-27	No	4	P	Direct
5,856,271	2022-07-27	2027-07-27	No	4	P	Direct
0	2022-08-23	2024-08-23	No	4	P	Direct
6,567,489	2022-08-23	2027-05-23	No	4	P	Direct
0	2022-09-09	2024-09-09	No	4	P	Direct
6,923,098	2022-09-09	2027-09-09	No	4	P	Direct
0	2022-10-11	2024-10-11	No	4	P	Direct
7,278,707	2022-10-11	2027-10-11	No	4	P	Direct
0	2022-11-10	2024-11-10	No	4	P	Direct
7,634,317	2022-11-10	2027-11-10	No	4	P	Direct
0	2022-11-28	2024-11-28	No	4	P	Direct
7,847,683	2022-11-28	2027-11-28	No	4	P	Direct

Footnotes

On April 8, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $444,444 (the "4/8 Note") and (ii) a warrant to purchase 568,974 shares of the Issuer's common stock (the "4/8 Warrant") for an aggregate purchase price of $400,000. The 4/8 Note matures on April 8, 2024 unless earlier converted or extended as set forth in the 4/8 Note. The 4/8 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 4/8 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
On April 26, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $166,667 (the "4/26 Note") and (ii) a warrant to purchase 213,366 shares of the Issuer's common stock (the "4/26 Warrant") for an aggregate purchase price of $150,000. The 4/26 Note matures on April 26, 2024 unless earlier converted or extended as set forth in the 4/26 Note. The 4/26 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 4/26 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
On May 13, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $166,667 (the "5/13 Note") and (ii) a warrant to purchase 213,366 shares of the Issuer's common stock (the "5/13 Warrant") for an aggregate purchase price of $150,000. The 5/13 Note matures on May 13, 2024 unless earlier converted or extended as set forth in the 5/13 Note. The 5/13 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 5/13 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
On May 19, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $16,667 (the "5/19 Note") and (ii) a warrant to purchase 21,337 shares of the Issuer's common stock (the "5/19 Warrant") for an aggregate purchase price of $15,000. The 5/19 Note matures on May 19, 2024 unless earlier converted or extended as set forth in the 5/19 Note. The 5/19 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 5/19 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
On May 25, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $211,111 (the "5/25 Note") and (ii) a warrant to purchase 270,263 shares of the Issuer's common stock (the "5/25 Warrant") for an aggregate purchase price of $190,000. The 5/25 Note matures on May 25, 2024 unless earlier converted or extended as set forth in the 5/25 Note. The 5/25 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 5/25 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
On June 10, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $172,222 (the "6/10 Note") and (ii) a warrant to purchase 220,478 shares of the Issuer's common stock (the "6/10 Warrant") for an aggregate purchase price of $155,000. The 6/10 Note matures on June 10, 2024 unless earlier converted or extended as set forth in the 6/10 Note. The 6/10 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 6/10Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
On June 22, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $194,444 (the "6/22 Note") and (ii) a warrant to purchase 248,927 shares of the Issuer's common stock (the "6/22 Warrant") for an aggregate purchase price of $175,000. The 6/22 Note matures on June 22, 2024 unless earlier converted or extended as set forth in the 6/22 Note. The 6/22 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 6/22 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
On July 13, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $194,444 (the "7/13 Note") and (ii) a warrant to purchase 248,927 shares of the Issuer's common stock (the "7/13 Warrant") for an aggregate purchase price of $175,000. The 7/13 Note matures on July 13, 2024 unless earlier converted or extended as set forth in the 7/13 Note. The 7/13 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 7/13 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
On July 27, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $555,556 (the "7/27 Note") and (ii) a warrant to purchase 711,218 shares of the Issuer's common stock (the "7/27 Warrant") for an aggregate purchase price of $500,000. The 7/27 Note matures on July 27, 2024 unless earlier converted or extended as set forth in the 7/27 Note. The 7/27 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 7/27 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
On August 23, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $555,556 (the "8/23 Note") and (ii) a warrant to purchase 711,218 shares of the Issuer's common stock (the "8/23 Warrant") for an aggregate purchase price of $500,000. The 8/23 Note matures on August 23, 2024 unless earlier converted or extended as set forth in the 8/23 Note. The 8/23 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 8/23 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
On September 9, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $277,778 (the "9/9 Note") and (ii) a warrant to purchase 355,609 shares of the Issuer's common stock (the "9/9 Warrant") for an aggregate purchase price of $250,000. The 9/9 Note matures on September 9, 2024 unless earlier converted or extended as set forth in the 9/9 Note. The 9/9 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 9/9 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
On October 11, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $277,778 (the "10/11 Note") and (ii) a warrant to purchase 355,609 shares of the Issuer's common stock (the "10/11 Warrant") for an aggregate purchase price of $250,000. The 10/11 Note matures on October 11, 2024 unless earlier converted or extended as set forth in the 10/11 Note. The 10/11 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 10/11 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
On November 10, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $277,778 (the "11/10 Note") and (ii) a warrant to purchase 355,610 shares of the Issuer's common stock (the "11/10 Warrant") for an aggregate purchase price of $250,000. The 11/10 Note matures on November 10, 2024 unless earlier converted or extended as set forth in the 11/10 Note. The 11/10 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 11/10 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
On November 28, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $166,667 (the "11/28 Note") and (ii) a warrant to purchase 213,366 shares of the Issuer's common stock (the "11/28 Warrant") for an aggregate purchase price of $150,000. The 11/28 Note matures on November 28, 2024 unless earlier converted or extended as set forth in the 11/28 Note. The 11/28 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 11/28 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.