Filing Details
- Accession Number:
- 0001604192-22-000016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-12-19 17:43:06
- Reporting Period:
- 2022-12-15
- Accepted Time:
- 2022-12-19 17:43:06
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1604192 | J Timothy Dunn | One Park Place, Suite 200 Dublin CA 94568 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-12-15 | 4,000 | $0.76 | 27,514 | No | 4 | P | Indirect | Dunn Family Trust U/A/D 07/10/2001 |
Common Stock | Acquisiton | 2022-12-16 | 1,000 | $0.79 | 28,514 | No | 4 | P | Indirect | Dunn Family Trust U/A/D 07/10/2001 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Dunn Family Trust U/A/D 07/10/2001 |
No | 4 | P | Indirect | Dunn Family Trust U/A/D 07/10/2001 |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 116,195 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $0.7501 to $0.7674. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- The Dunn Family Trust U/A/D 7/10/2001 ("Dunn Family Trust") is affiliated with Mr. Dunn, and the shares held by the Dunn Family Trust are beneficially owned by Mr. Dunn, who is the Trustee.