Filing Details

Accession Number:
0001415889-22-012741
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-12-19 17:10:43
Reporting Period:
2022-12-15
Accepted Time:
2022-12-19 17:10:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
795212 Kaspien Holdings Inc. KSPN Retail-Record & Prerecorded Tape Stores (5735) 141541629
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1808347 Tom Simpson 2818 N. Sullivan Road
Spokane Valley WA 99216
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2022-12-15 47,000 $0.67 16,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 14,041 Indirect By Kick Start III, LLC
Common Stock, Par Value $0.01 Per Share 9,360 Indirect By Kick Start IV, LLC
Common Stock, Par Value $0.01 Per Share 23,879 Indirect By WIN Partners
Common Stock, Par Value $0.01 Per Share 9,737 Indirect By Kick Start LLC
Common Stock, Par Value $0.01 Per Share 25 Indirect By Wife
Footnotes
  1. Securities held by Kick Start III, LLC. Mr. Simpson holds an interest, manages and has voting control of Kick Start III, LLC.
  2. Securities held by Kick Start IV, LLC. Mr. Simpson holds an interest, manages and has voting control of Kick Start IV, LLC.
  3. Securities held by WIN Partners. Mr. Simpson holds an interest, manages and has voting control of WIN Partners.
  4. Securities held by Kick Start, LLC. Mr. Simpson holds an interest, manages and has voting control of Kick Start, LLC.