Filing Details
- Accession Number:
- 0001209191-11-028467
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-13 18:48:39
- Reporting Period:
- 2011-05-13
- Filing Date:
- 2011-05-13
- Accepted Time:
- 2011-05-13 17:48:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
831547 | Spectrum Pharmaceuticals Inc | SPPI | Pharmaceutical Preparations (2834) | 930979187 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1273213 | Iii E Anthony Maida | 11500 S. Eastern Ave. Suite 240 Henderson NV 89052 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-13 | 3,000 | $2.55 | 5,250 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-13 | 3,000 | $7.59 | 2,250 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option Exercise (Right to Buy) | Disposition | 2011-05-13 | 3,000 | $0.00 | 3,000 | $2.55 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,000 | 2018-03-15 | No | 4 | M | Direct |
Footnotes
- The option, representing a right to purchase a total of 30,000 shares, became exercisable as to 50% of the shares on March 25, 2008, the date of grant, and as to the remaining 50% in 12 equal monthly installments following the date grant. Dr. Maida exercised the option with respect to 13,000 shares in October 2009 and exercised the option with respect to 5,000 shares in November 2010.