Filing Details

Accession Number:
0001062993-22-024101
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2022-12-19 16:42:51
Reporting Period:
2022-10-28
Accepted Time:
2022-12-19 16:42:51
Original Submission Date:
2022-11-01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
316709 Schwab Charles Corp SCHW Security Brokers, Dealers & Flotation Companies (6211) 943025021
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1649599 J Nigel Murtagh 3000 Schwab Way
Westlake TX 76262
Md, Chief Risk Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-10-28 16,169 $30.17 84,274 No 4 M Direct
Common Stock Disposition 2022-10-28 16,169 $80.00 68,105 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Nonqualified Stock Option Disposition 2022-10-28 16,169 $0.00 16,169 $30.17
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2025-03-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,315 Indirect by ESPP
Footnotes
  1. The original Form 4 inadvertently omitted this transaction.
  2. Includes 137.3222 shares acquired through dividend reinvestment that were previously inadvertently omitted.
  3. This transaction was executed in multiple trades at prices ranging from $79.975 to $80.025. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. Includes 208 shares acquired under the company's Employee Stock Purchase Plan that were previously inadvertently omitted.
  5. The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on March 2, 2016, the first anniversary of the grant date.