Filing Details
- Accession Number:
- 0001062993-22-024101
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2022-12-19 16:42:51
- Reporting Period:
- 2022-10-28
- Accepted Time:
- 2022-12-19 16:42:51
- Original Submission Date:
- 2022-11-01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1649599 | J Nigel Murtagh | 3000 Schwab Way Westlake TX 76262 | Md, Chief Risk Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-10-28 | 16,169 | $30.17 | 84,274 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-10-28 | 16,169 | $80.00 | 68,105 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Nonqualified Stock Option | Disposition | 2022-10-28 | 16,169 | $0.00 | 16,169 | $30.17 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2025-03-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,315 | Indirect | by ESPP |
Footnotes
- The original Form 4 inadvertently omitted this transaction.
- Includes 137.3222 shares acquired through dividend reinvestment that were previously inadvertently omitted.
- This transaction was executed in multiple trades at prices ranging from $79.975 to $80.025. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Includes 208 shares acquired under the company's Employee Stock Purchase Plan that were previously inadvertently omitted.
- The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on March 2, 2016, the first anniversary of the grant date.