Filing Details
- Accession Number:
- 0001782759-22-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-12-19 14:19:38
- Reporting Period:
- 2022-12-15
- Accepted Time:
- 2022-12-19 14:19:38
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1299311 | H Winston Hickox | C/O Cadiz Inc. 550 South Hope Street, Suite 2850 Los Angeles CA 90071 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-12-15 | 7,905 | $2.57 | 70,495 | No | 4 | P | Indirect | By Spouse |
Common Stock | Acquisiton | 2022-12-16 | 264 | $2.61 | 70,759 | No | 4 | P | Indirect | By Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Spouse |
No | 4 | P | Indirect | By Spouse |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 155,894 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $2.54 to $2.60. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Includes 11,339 shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2022, which shares will vest on January 31, 2023.