Filing Details
- Accession Number:
- 0001062993-22-024037
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-12-16 21:44:28
- Reporting Period:
- 2022-12-16
- Accepted Time:
- 2022-12-16 21:44:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1177648 | Enanta Pharmaceuticals Inc | ENTA | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1571211 | R. Jay Luly | C/O Enanta Pharmaceuticals, Inc. 500 Arsenal Street Watertown MA 02472 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-12-16 | 16,149 | $14.18 | 789,954 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2022-12-16 | 13,851 | $14.00 | 803,805 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-12-16 | 7,800 | $43.59 | 796,005 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-12-16 | 8,597 | $44.54 | 787,408 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-12-16 | 13,603 | $45.49 | 773,805 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2022-12-16 | 16,149 | $0.00 | 16,149 | $14.18 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2022-12-16 | 13,851 | $0.00 | 13,851 | $14.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2022-12-26 | No | 4 | M | Direct | |
27,912 | 2023-03-21 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2022.
- The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $43.29 to $43.99, inclusive.
- The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $44.04 to $44.93, inclusive.
- The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.85, inclusive.
- 100% of the shares subject to the option are fully vested and exercisable.
- On March 21, 2013, the reporting person was granted an option to purchase 83,526 shares of common stock, which becomes reportable on Form 4 only if and to the extent that the option becomes exercisable. The option becomes exercisable in up to nine installments, based on Enanta's achievement of certain clinical milestones with respect to three or more programs that progress in clinical development. As of the date of this filing, a total of 50% of the shares subject to the option have become exercisable.