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Filing Details

Accession Number:: 0001127602-22-027714
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2022-12-16 19:35:55
Reporting Period:: 2022-08-16

Accepted Time:: 2022-12-16 19:35:55
Original Submission Date:: 2022-12-14
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1745916	Pennymac Financial Services Inc.	PFSI	()	4/A

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1544302	Doug Jones	C/O Pennymac Financial Services, Inc. 3043 Townsgate Road Westlake Village CA 91361	President & Chief Mtg Bkg Ofcr	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2022-08-16	1,715	$0.00	17,477	No	5	G	Indirect	The Jones Family Trust
Common Stock	Disposition	2022-12-14	17,500	$58.69	522,500	No	4	S	Indirect	GR Family Investments LLC
Common Stock	Disposition	2022-12-15	17,500	$55.87	505,000	No	4	S	Indirect	GR Family Investments LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Indirect	The Jones Family Trust
No	4	S	Indirect	GR Family Investments LLC
No	4	S	Indirect	GR Family Investments LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	47,349	Direct
Common Stock	30,000	Indirect	Jones A LLC
Common Stock	30,000	Indirect	Jones B LLC
Common Stock	0	Indirect	Spouse

Footnotes

The price reported is the weighted average price of multiple transactions ranging from $57.85 to $57.99. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
The price reported is the weighted average price of multiple transactions ranging from $58.04 to $58.99. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
The price reported is the weighted average price of multiple transactions ranging from $59.02 to $59.41. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or security holder of the Issuer the number os shares of Common Stock and the prices at which the transactions were affected.
The price reported is the weighted average price of multiple transactions ranging from $55.34 to $55.99. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
The price reported is the weighted average price of multiple transactions ranging from $56.00 to $56.88. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
The price reported is the weighted average price of multiple transactions ranging from $57.00 to $57.07. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
The reported amount consists of 25,909 restricted stock units and 21,440 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.