Home > Insider Trading > Filing (0001415889-22-012628)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1819142	Ses Ai Corp	SES	Miscellaneous Electrical Machinery, Equipment & Supplies (3690)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1907018	Rohit Makharia	C/O Ses Ai Corporation 35 Cabot Road Woburn MA 01801	Pres. & Chief Op. Officer	No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2022-12-14	70,469	$0.16	70,469	No	4	M	Direct
Class A Common Stock	Disposition	2022-12-15	70,469	$4.18	0	No	4	S	Direct
Class A Common Stock	Acquisiton	2022-12-15	12,900	$0.16	12,900	No	4	M	Direct
Class A Common Stock	Disposition	2022-12-15	12,900	$4.30	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Stock Option	Disposition	2022-12-14	70,469	$0.00	70,469	$0.16
Class A Common Stock	Stock Option	Disposition	2022-12-15	12,900	$0.00	12,900	$0.16

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
6,689,386		2031-02-28	No	4	M	Direct
6,676,486		2031-02-28	No	4	M	Direct

Footnotes

The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.15 to $4.29, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.30 to $4.33, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Reflects options granted on March 1, 2021 that vested 25% on the first anniversary of the grant date and will continue to vest in equal monthly installments over the following 36 months, subject to the Reporting Person's continued service on each vesting date.