Filing Details
- Accession Number:
- 0001209191-22-061627
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-12-16 15:28:22
- Reporting Period:
- 2022-12-15
- Accepted Time:
- 2022-12-16 15:28:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1603978 | Aquabounty Technologies Inc. | AQB | Fishing, Hunting And Trapping (900) | 043156167 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1833626 | J Ricardo Alvarez | C/O Aquabounty Technologies, Inc. 2 Mill &Amp; Main Place, Suite 395 Maynard MA 01754 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-12-15 | 3,871 | $0.72 | 3,871 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,045 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to Purchase Common Stock | $6.72 | 2022-03-10 | 2031-03-10 | 2,083 | 2,083 | Direct |
| Common Stock | Options to Purchase Common Stock | $1.52 | 2023-03-14 | 2032-03-14 | 2,500 | 2,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2031-03-10 | 2,083 | 2,083 | Direct |
| 2032-03-14 | 2,500 | 2,500 | Direct |
Footnotes
- Purchase of 4,045 shares at $.66 12/14/2022
- Purchase of 3,871 shares at $.72 12/15/2022
- Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
- Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant
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