Home > Insider Trading > Filing (0001209191-22-061617)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1603978	Aquabounty Technologies Inc.	AQB	Fishing, Hunting And Trapping (900)	043156167

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1762123	Sylvia Wulf	C/O Aquabounty Technologies, Inc. 2 Mill &Amp; Main Place, Suite 395 Maynard MA 01754	Ceo & Director	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2022-12-14	1,097	$0.65	1,097	No	4	P	Direct
Common Stock	Acquisiton	2022-12-15	8,903	$0.69	8,903	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership
Common Stock	164,088	Direct
Common Stock	36,170	Direct
Common Stock	9,196	Direct
Common Stock	14,035	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Options to Purchase Common Stock	$2.22	2020-04-30	2029-04-30	150,000	150,000	Direct
Common Stock	Options to Purchase Common Stock	$1.88	2023-03-12	2030-03-12	31,649	31,649	Direct
Common Stock	Options to Purchase Common Stock	$6.72	2024-03-10	2031-03-10	8,047	8,047	Direct
Common Stock	Options to Purchase Common Stock	$1.52	2025-03-14	2032-03-14	36,842	36,842	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2029-04-30	150,000	150,000	Direct
2030-03-12	31,649	31,649	Direct
2031-03-10	8,047	8,047	Direct
2032-03-14	36,842	36,842	Direct

Footnotes

Award of restricted stock granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and are fully vested.
Award of restricted stock granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant.
Award of restricted stock granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant.
Purchase of 1,097 shares at $.6482 12/14/2022
Purchase of 8,903 shares at $.6862 12/15/2022
Options to purchase common stock were granted on 4/30/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and are fully vested.
Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years after the date of grant.
Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years after the date of grant.
Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years after the date of grant.