Filing Details
- Accession Number:
- 0000933430-22-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-12-16 13:29:30
- Reporting Period:
- 2022-12-14
- Accepted Time:
- 2022-12-16 13:29:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
875657 | Ultralife Corp | ULBI | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 161387013 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
933430 | T Bradford Whitmore | 5215 Old Orchard Road Suite 620 Skokie IL 60077 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-12-14 | 25,694 | $4.01 | 969,343 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2022-12-15 | 5,138 | $3.94 | 974,481 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2022-12-16 | 7,200 | $3.98 | 981,681 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,452,283 | Indirect | By Sunray I, LLC |
Common Stock | 518,616 | Indirect | By Grace Brothers, LP |
Common Stock | 3,272 | Indirect | By daughter |
Footnotes
- The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.925 to $4.05. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
- The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.91 to $3.95. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
- The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.94 to $4.00. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
- As sole manager and sole voting member of Sunray I, LLC, Bradford T. Whitmore is an indirect beneficial owner of 4,452,283 shares of Common Stock.
- As General Partner of Grace Brothers, LP, Bradford T. Whitmore is an indirect beneficial owner of 518,616 shares of Common Stock.