Home > Insider Trading > Filing (0001127602-22-027598)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1137774	Prudential Financial Inc	PRU	Life Insurance (6311)	223703799

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1760181	L Timothy Schmidt	751 Broad Street, 5Th Floor Attn. Regulatory Filings Unit Newark NJ 07102	Senior Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2022-12-14	2,000	$103.55	16,198	No	4	S	Direct
Common Stock	Disposition	2022-12-14	100	$0.00	16,098	No	5	G	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	5	G	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	263	Indirect	By 401(k)

Footnotes

Gift to a 501(c)(3) charitable foundation.
Following the transactions reported on this Form 4, Mr. Schmidt continues to hold 16,098 shares directly and 263 shares indirectly in a 401(k) account. Mr. Schmidt also holds an additional 12,277 vested stock options, 2,628 unvested stock options, 8,380 restricted stock units and 33,184 target performance shares (the exact number awarded being dependent on achievement of performance goals).
Amount reported has been adjusted to include 11 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2021 and September 30, 2022 based on a plan statement dated September 30, 2022. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).