Filing Details
- Accession Number:
- 0000933430-22-000011
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2022-12-16 10:17:35
- Reporting Period:
- 2022-12-15
- Accepted Time:
- 2022-12-16 10:17:35
- Original Submission Date:
- 2022-12-15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
883107 | Nanophase Technologies Corp | NANX | Miscellaneous Primary Metal Products (3390) | 363687863 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
933430 | T Bradford Whitmore | 5215 Old Orchard Road Suite 620 Skokie IL 60077 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-12-15 | 300,488 | $1.10 | 30,237,731 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 601,410 | Indirect | By Grace Investments, LP |
Common Stock | 51,454 | Indirect | By daughter |
Footnotes
- The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.10 to $1.195. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.
- As manager of INV-GP, LLC, Grace Investments, LP's General Partner, Bradford T. Whitmore is an indirect beneficial owner of 601,410 shares of Common Stock.
- The number of securities beneficially owned were incorrectly reported as 41,454 in the original filing made on 12/15/2022.