Filing Details
- Accession Number:
- 0001623082-22-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-12-16 09:32:04
- Reporting Period:
- 2022-12-14
- Accepted Time:
- 2022-12-16 09:32:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 872912 | Delcath Systems Inc. | DCTH | Surgical & Medical Instruments & Apparatus (3841) | 061245881 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1622627 | Rosalind Advisors, Inc. | 15 Wellesley Street West Suite 326 Toronto A6 M4Y 0G7 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2022-12-14 | 15,215 | $3.62 | 459,315 | No | 4 | P | Indirect | By Rosalind Advisors, Inc., the advisor to the Rosalind Funds |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Rosalind Advisors, Inc., the advisor to the Rosalind Funds |
Footnotes
- Includes 444,100 previously reported as of May 14, 2022 in accordance with Form 3 filing indirectly owned by the Reporting Person as Officer(s) of Rosalind Advisors, Inc., the advisor to Rosalind Opportunities Fund I L.P. and Rosalind Master Fund L.P., collectively, the "Rosalind Funds"
- Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein.
Billionaire Hedge Funds
