Filing Details
- Accession Number:
- 0001209191-11-028430
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-13 17:55:00
- Reporting Period:
- 2011-05-11
- Filing Date:
- 2011-05-13
- Accepted Time:
- 2011-05-13 16:55:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1418135 | Dr Pepper Snapple Group Inc. | DPS | Beverages (2080) | 753258232 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1446970 | David Thomas | 5301 Legacy Dr. Plano TX 75024 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-11 | 6,900 | $0.00 | 12,764 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2011-05-11 | 258 | $0.00 | 13,022 | No | 4 | J | Direct | |
Common Stock | Disposition | 2011-05-11 | 2,543 | $40.48 | 10,479 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-04-08 | 39 | $0.00 | 10,518 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2011-05-11 | 8,400 | $13.48 | 18,918 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-11 | 8,400 | $40.41 | 10,518 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | S | Direct | |
No | 4 | J | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock | Disposition | 2011-05-11 | 6,900 | $0.00 | 6,900 | $0.00 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-05-11 | 8,400 | $0.00 | 8,400 | $13.48 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | J | Direct | ||
16,794 | 2019-03-02 | No | 4 | M | Direct |
Footnotes
- These shares represent restricted stock units ("RSU") granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2008 and settled on May 11, 2011.
- These shares are dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the 6,900 shares being reported on this Form 4.
- These shares were sold to partially cover the income taxes accruing to the reporting person as the result of the vesting of the RSU's.
- The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $40.31 - $40.76. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The reporting person is participating in DPS Direct Invest, the Issuer's dividend reinvestment stock purchase program. These shares were acquired with the dividend paid to the reporting person on April 8, 2011 pursuant to the Issuer's DPS Direct Invest Prospectus dated December 11, 2009.
- The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $40.40 - $40.42 The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- This option was granted on March 2, 2009 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on each anniversary date of the award, 8,398 shares vested and became exercisable on March 2, 2010, and 8,398 shares vested and became exercisable on May 2, 2011.