Filing Details
- Accession Number:
- 0001209191-22-061378
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-12-15 15:18:01
- Reporting Period:
- 2022-12-13
- Accepted Time:
- 2022-12-15 15:18:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 851310 | Harmonic Inc | HLIT | Radio & Tv Broadcasting & Communications Equipment (3663) | 770201147 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216448 | Patrick Harshman | 2590 Orchard Parkway San Jose CA 95131 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-12-13 | 109,292 | $3.14 | 543,870 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-12-13 | 69,090 | $13.35 | 474,780 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-12-14 | 24,041 | $3.14 | 498,821 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-12-14 | 15,179 | $14.19 | 483,642 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option/Right to Buy | Disposition | 2022-12-13 | 109,292 | $3.14 | 109,292 | $3.14 |
| Common Stock | Stock Option/Right to Buy | Disposition | 2022-12-14 | 24,041 | $3.14 | 24,041 | $3.14 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 24,041 | 2017-02-15 | 2023-03-14 | No | 4 | M | Direct |
| 0 | 2017-02-15 | 2023-03-14 | No | 4 | M | Direct |
Footnotes
- Shares acquired pursuant to exercise of stock option scheduled to expire on March 14, 2023.
Billionaire Hedge Funds
