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Filing Details

Accession Number:: 0001731289-22-000305
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-12-14 20:22:04
Reporting Period:: 2022-12-12

Accepted Time:: 2022-12-14 20:22:04
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1731289	Nikola Corp	NKLA	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1389418	A Mark Russell	4141 E Broadway Road Phoenix AZ 85040		Yes	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2022-12-12	75,000	$1.06	2,887,346	No	4	M	Direct
Common Stock	Disposition	2022-12-12	1,500	$2.34	2,885,846	No	4	S	Direct
Common Stock	Disposition	2022-12-12	73,500	$2.34	2,812,346	No	4	S	Direct
Common Stock	Acquisiton	2022-12-13	75,000	$1.06	2,887,346	No	4	M	Direct
Common Stock	Disposition	2022-12-13	1,500	$2.17	2,885,846	No	4	S	Direct
Common Stock	Disposition	2022-12-13	73,500	$2.17	2,812,346	No	4	S	Direct
Common Stock	Disposition	2022-12-13	852,429	$2.13	1,959,917	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2022-12-12	75,000	$0.00	75,000	$1.06
Common Stock	Stock Option (right to buy)	Disposition	2022-12-13	75,000	$0.00	75,000	$1.06

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
4,027,185		2029-02-26	No	4	M	Direct
3,952,185		2029-02-26	No	4	M	Direct

Footnotes

The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
This transaction was executed in multiple trades at prices ranging from $2.29 to $2.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
This transaction was executed in multiple trades at prices ranging from $2.28 to $2.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
This transaction was executed in multiple trades at prices ranging from $2.02 to $2.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
This transaction was executed in multiple trades at prices ranging from $2.02 to $2.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.
Option is fully vested and exercisable.