Filing Details
- Accession Number:
- 0001127602-22-027463
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-12-14 17:10:08
- Reporting Period:
- 2022-12-13
- Accepted Time:
- 2022-12-14 17:10:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 91440 | Snap-On Inc | SNA | Cutlery, Handtools & General Hardware (3420) | 390622040 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1486096 | John Aldo Pagliari | Snap-On Incorporated 2801 80Th Street Kenosha WI 53143 | Sr Vp - Finance & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-12-13 | 12,500 | $79.04 | 85,631 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-12-13 | 2,190 | $235.24 | 83,441 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-12-13 | 2,829 | $236.29 | 80,612 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-12-13 | 1,471 | $237.17 | 79,141 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-12-13 | 1,200 | $239.12 | 77,941 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-12-13 | 400 | $240.07 | 77,541 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2022-12-13 | 12,500 | $0.00 | 12,500 | $79.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-02-13 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $109.43 | 2024-02-13 | 33,000 | 33,000 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $144.69 | 2025-02-12 | 34,000 | 34,000 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $138.03 | 2026-02-11 | 35,000 | 35,000 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $168.70 | 2027-02-09 | 36,000 | 36,000 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $161.18 | 2028-02-15 | 26,052 | 26,052 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $155.92 | 2029-02-14 | 23,500 | 23,500 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $155.34 | 2021-02-13 | 2030-02-13 | 23,500 | 23,500 | Direct |
| Common Stock | Stock Option (Right to Buy) | $189.89 | 2022-02-11 | 2031-02-11 | 14,986 | 14,986 | Direct |
| Common Stock | Stock Option (Right to Buy) | $211.67 | 2023-02-10 | 2032-02-10 | 11,252 | 11,252 | Direct |
| Common Stock | Restricted Stock Units | $0.00 | 2024-02-11 | 2024-02-11 | 2,337 | 2,337 | Direct |
| Common Stock | Restricted Stock Units | $0.00 | 2025-02-10 | 2025-02-10 | 1,924 | 1,924 | Direct |
| Common Stock | Performance Units | $0.00 | 2,840 | 2,840 | Direct | ||
| Common Stock | Performance Units | $0.00 | 4,673 | 4,673 | Direct | ||
| Common Stock | Performance Units | $0.00 | 3,847 | 3,847 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-02-13 | 33,000 | 33,000 | Direct |
| 2025-02-12 | 34,000 | 34,000 | Direct |
| 2026-02-11 | 35,000 | 35,000 | Direct |
| 2027-02-09 | 36,000 | 36,000 | Direct |
| 2028-02-15 | 26,052 | 26,052 | Direct |
| 2029-02-14 | 23,500 | 23,500 | Direct |
| 2030-02-13 | 23,500 | 23,500 | Direct |
| 2031-02-11 | 14,986 | 14,986 | Direct |
| 2032-02-10 | 11,252 | 11,252 | Direct |
| 2024-02-11 | 2,337 | 2,337 | Direct |
| 2025-02-10 | 1,924 | 1,924 | Direct |
| 2,840 | 2,840 | Direct | |
| 4,673 | 4,673 | Direct | |
| 3,847 | 3,847 | Direct |
Footnotes
- The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan.
- Includes 17.1719 shares acquired under a dividend reinvestment plan.
- This transaction was executed in multiple trades at prices ranging from $234.725 to $235.7014. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
- This transaction was executed in multiple trades at prices ranging from $235.73 to $236.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
- This transaction was executed in multiple trades at prices ranging from $236.73 to $237.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
- This transaction was executed in multiple trades at prices ranging from $238.62 to $239.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
- This transaction was executed in multiple trades at prices ranging from $239.68 to $240.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
- Option fully vested.
- Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan.
- Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
- 1 for 1.
- The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.
- If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
- If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
- If the Company achieves certain goals over the 2022-2024 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
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