Filing Details

Accession Number:
0001062993-22-023872
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-12-14 09:56:10
Reporting Period:
2022-12-12
Accepted Time:
2022-12-14 09:56:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
49071 Humana Inc HUM Hospital & Medical Service Plans (6324) 610647538
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185643 D Bruce Broussard Humana Inc.
500 W Main St.
Louisville KY 40202
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Humana Common Disposition 2022-12-12 7,000 $531.92 65,602 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Humana Common Options $350.79 2027-02-24 13,430 13,430 Direct
Humana Common Options $376.61 2028-02-22 30,425 30,425 Direct
Humana Common Options $425.06 2029-02-21 23,734 23,734 Direct
Humana Common Restricted Stock Units $0.00 2,673 2,673 Direct
Humana Common Restricted Stock Units $0.00 4,929 4,929 Direct
Humana Common Restricted Stock Units $0.00 6,551 6,551 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2027-02-24 13,430 13,430 Direct
2028-02-22 30,425 30,425 Direct
2029-02-21 23,734 23,734 Direct
2,673 2,673 Direct
4,929 4,929 Direct
6,551 6,551 Direct
Footnotes
  1. Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments.
  2. Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments.
  3. Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments.
  4. Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
  5. Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
  6. Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
  7. Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24
  8. Price reported is weighted average sales price.