Filing Details
- Accession Number:
- 0001062993-22-023872
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-12-14 09:56:10
- Reporting Period:
- 2022-12-12
- Accepted Time:
- 2022-12-14 09:56:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
49071 | Humana Inc | HUM | Hospital & Medical Service Plans (6324) | 610647538 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185643 | D Bruce Broussard | Humana Inc. 500 W Main St. Louisville KY 40202 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Humana Common | Disposition | 2022-12-12 | 7,000 | $531.92 | 65,602 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Humana Common | Options | $350.79 | 2027-02-24 | 13,430 | 13,430 | Direct | |
Humana Common | Options | $376.61 | 2028-02-22 | 30,425 | 30,425 | Direct | |
Humana Common | Options | $425.06 | 2029-02-21 | 23,734 | 23,734 | Direct | |
Humana Common | Restricted Stock Units | $0.00 | 2,673 | 2,673 | Direct | ||
Humana Common | Restricted Stock Units | $0.00 | 4,929 | 4,929 | Direct | ||
Humana Common | Restricted Stock Units | $0.00 | 6,551 | 6,551 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2027-02-24 | 13,430 | 13,430 | Direct |
2028-02-22 | 30,425 | 30,425 | Direct |
2029-02-21 | 23,734 | 23,734 | Direct |
2,673 | 2,673 | Direct | |
4,929 | 4,929 | Direct | |
6,551 | 6,551 | Direct |
Footnotes
- Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments.
- Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments.
- Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments.
- Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
- Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
- Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24
- Price reported is weighted average sales price.