Filing Details
- Accession Number:
- 0001628280-22-031877
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2022-12-13 20:33:43
- Reporting Period:
- 2022-12-07
- Accepted Time:
- 2022-12-13 20:33:43
- Original Submission Date:
- 2022-12-09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1665300 | Phunware Inc. | PHUN | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1244387 | S Alan Knitowski | 1002 West Avenue Austin TX 78701 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2022-12-08 | 115,170 | $0.96 | 1,138,452 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-12-08 | 45,898 | $0.99 | 1,092,554 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-12-07 | 29,119 | $1.00 | 1,063,435 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 585,589 | Indirect | See footnote |
Footnotes
- This Form 4/A is being filed to amend the Form 4 filed on December 9, 2022 (the "Original Form 4"). The Original Form 4 incorrectly used transaction code "D," instead of transaction code "S."
- Consists of (i) 539,867 shares held of record by Cane Capital, LLC, for which the Reporting Person serves as president, (ii) 43,750 shares held of record by Curo Capital Appreciation Fund I, LLC (Fund 1, Fund 2 and Fund 3), for which the Reporting Person serves as co-president, (iii) 1,972 shares held of record by Knitowski Childrens Trust, for which the Reporting Person serves as president.