Filing Details

Accession Number:
0001628280-22-031877
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2022-12-13 20:33:43
Reporting Period:
2022-12-07
Accepted Time:
2022-12-13 20:33:43
Original Submission Date:
2022-12-09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1665300 Phunware Inc. PHUN () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1244387 S Alan Knitowski 1002 West Avenue
Austin TX 78701
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-12-08 115,170 $0.96 1,138,452 No 4 S Direct
Common Stock Disposition 2022-12-08 45,898 $0.99 1,092,554 No 4 S Direct
Common Stock Disposition 2022-12-07 29,119 $1.00 1,063,435 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 585,589 Indirect See footnote
Footnotes
  1. This Form 4/A is being filed to amend the Form 4 filed on December 9, 2022 (the "Original Form 4"). The Original Form 4 incorrectly used transaction code "D," instead of transaction code "S."
  2. Consists of (i) 539,867 shares held of record by Cane Capital, LLC, for which the Reporting Person serves as president, (ii) 43,750 shares held of record by Curo Capital Appreciation Fund I, LLC (Fund 1, Fund 2 and Fund 3), for which the Reporting Person serves as co-president, (iii) 1,972 shares held of record by Knitowski Childrens Trust, for which the Reporting Person serves as president.