Filing Details
- Accession Number:
- 0001024478-22-000185
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-12-13 18:21:50
- Reporting Period:
- 2022-12-10
- Accepted Time:
- 2022-12-13 18:21:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1024478 | Rockwell Automation Inc | ROK | Measuring & Controlling Devices, Nec (3829) | 251797617 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1745014 | Francis Wlodarczyk | 1201 South Second Street Milwaukee WI 53204 | Svp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-12-10 | 447 | $0.00 | 11,145 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-12-12 | 191 | $258.62 | 10,954 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-12-12 | 10 | $259.16 | 10,944 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2022-12-10 | 447 | $0.00 | 447 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
447 | 2021-12-10 | 2023-12-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,241 | Indirect | By savings plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Share Equivalents | $0.00 | 51 | 51 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
51 | 51 | Indirect |
Footnotes
- Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022 to cover taxes due on restricted stock units that vested on 12/10/2022.
- Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $258.16 to $259.1550. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2022.
- Includes shares held under the Company Savings Plan by the reporting person's spouse.
- Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
- The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
- Each unit is the economic equivalent of one share of Company common stock.
- The share equivalents are payable in cash upon retirement or after termination of employment.
- Includes share equivalents represented by Company stock fund units acquired under the Company's Nonqualified Savings Plan since the date last reported for this person based on information provided by the Plan Administrator as of 11/1/2022. The number of stock fund units represented by the balance of the participant's Company stock fund may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.